TANWA WONGSA
Wangtonglang
Summary
Experienced professional with 15+ years of expertise in risk management and internal audit initiatives. Proven track record as a Risk Management and Internal Audit Consultant, guiding companies in regulatory compliance and managing operational risks. Regularly engaged with clients to help achieve IPO goals. Forward-thinking internal auditor with comprehensive understanding of internal auditing procedures. Skilled in managing audit schedules, directing teams, and overseeing closing processes.
Overview
27
27
years of professional experience
Work History
Internal Audit and Risk Management Consultant
Miraya Consultant and Accounting Co.,Ltd.
08.2023 - Current
- To work as business consultant to support Investor to set up company in Thailand in various tasks such as company register at Department of Commerce, Department of Labor, apply for BOI and related regulators etc
- To work as business consultant and do gap analysis of current internal control (audit, compliance and risk management) of client’s company based on BOT, AMLO, SEC, PDPA International standard, and another related regulator and give recommendation to improve internal working process for more efficiency
- To monitor designed internal control and Audit of clients and give recommendations for happened evidence with the best solution
- To do gap analysis and provide recommendations to clients to meet criteria of COSO and SEC’ criteria to prepare for IPO objective
Head of Department, Internal Audit and Risk Management
AIRA Capital PCL
05.2017 - 02.2020
- Company Overview: AIRA Group focuses on financial businesses such as Factoring Business, Leasing Business, Consumer Finance Business
- To work as a steering committee to establish the framework, monitoring and manage group’s corporate governance system (Risk Management, Internal Control, and Internal Audit) into AIRA Group
- To work as a team leader to identify potential risk from Investment and monitoring in their operation and purpose appropriate solution to Investment Committee for their consideration
- To work as team with AIFUL (Japanese partner company to setup consumer finance company known as 'A-Money') to establish the company's all system such company register, apply for license from BOT, apply for labor registration, apply for BOI, create credit scoring system, created end to end process of personal loan workflow, TFRS9 credit risk management to meet with the standard of BOT, AMLO, PDPA, Thai Securities and Exchange Commission (SEC) and submitted filing to SEC in 2023
- AIRA Group focuses on financial businesses such as Factoring Business, Leasing Business, Consumer Finance Business
Head of Department, Corporate Control Department
AEON Thanasinsap PCL
06.2015 - 05.2017
- To manage 3 sections under the Corporate Control Department which are, J-SOX section: Japanese SOX Audit
- To manage team and audit under the J-SOX scope for finding result of company’s control system in 4 main controls, which are Entity Level Control (ELC), Financial Closing Report Process (FCRP), Process Level Control (PLC) and Information Technology General Control (ITGC) to meet Japanese standard and report the result to Internal Audit Department of AEON Financial Services (Headquarter)
- To manage and organize a team in a walk-through, sampling test, roll over process with relevant departments of AEONTS and report audit findings to both Thai and Japanese management
- To monitor and cooperate with relevant departments in audit under J-SOX activities
- To review, control and maintain the standard ISO 27001 (Information Security Management System), ISO 9001 (Quality Management System) and ISO 14001(Environment Management System) of Company and assist to AEON Thanasinsap’ affiliates
- To be a member of ISO steering committee in corporate with other managements for reviewing and preparing all new conditions for upgrading ISO 9001: 2015 version and maintain the condition for re-certify for ISO 27001: 2013 version and ISO 14001: 2004 version
- To be a member for the establishment of Enterprise Risk Management System and Payment Card Industry Security Standard Council Standard: PCI DSS of company with related departments and managements
- To be a representative of QMR (ISO 9001) and EMR (ISO 14001) of AEONTS
- To manage and organize with other managements for the annual Business Continuity Plan (BCP) of AEONTS
- To attend and conduct various meetings and projects in part of CQS
- To be assigned to a special project by AEONTS’s management in various projects
Assistant Vice President, Governance Department
AEON Financial Service Co., Ltd
08.2014 - 05.2015
- To work as a member of the Risk Management team (Operational Risk in retail financial services) to set up the Risk Control Self-Assessment (RCSA), Risk Matrix and Risk Assessment and finally define Risk registers for AEONTS
- To establish AFS representative office in Thailand and worked as an assistant of AFS Thailand representative in various assignments upon AFS Headquarter and AEON Thanasinsap’ management's request and prepared information, coordinated with related departments and directly reporting to AFS Headquarter
- To work as analyst in AFS Thailand representative Office for controlling and managing and supporting AEON group’ Affiliates in Thailand and Mekong river area
BOI Coordinator
Royal Thai Embassy in Tokyo
11.2011 - 03.2014
- Company Overview: Office of Economic and Investment Affairs
- To provide basic information for Japanese firms for preparing to invest and set up business in Thailand according to BOI’s rules and Thai business environment and government policies
- Be appointed as a member to present and guide Japanese News writers to visit Thailand’s industrial estates and attend the BOI fair and BOI related events
- To work as a secretary for the Minister (Economic and Investment) and prepared various activities for Thai VIP both individuals and groups
- To prepared budget for Office of Economic and Investment Affairs, Tokyo Office and report to Headquarter for Short-Mid-Long term of Thai government budget year
- To coordinate with Thailand Board of Investment, Headquarter
- Office of Economic and Investment Affairs
Assistant Relationship Manager, Corporate Banking Relationship Management Department
TMB Bank Public Co., Ltd.
01.2011 - 06.2011
- To analyze and prepare loan proposals for Corporate-sized Japanese companies with total revenues ranges from 500 MB to 5,000 MB mainly to Japanese companies in the auto parts manufacturing industry in Thailand
- To evaluate customer financial performance and financial status
- To expand new Japanese customers base in accordance with the bank's lending and credit policies
- To increase business through networking and building new client relationships
- To maintain and monitor utilization of the assigned portfolio
- To closely monitor the quality of clients for timely detection of deterioration and recommended appropriate actions to protect the bank's interests
- To maintain good relationships with customers in order to expand business opportunities and client’s investment plan
Fiscal Analyst, The Bureau of State Enterprise’s Performance Analysis, Evaluation and Control Department
State Enterprise Policy Office (SEPO), Ministry of Finance
08.2002 - 02.2004
- To work for in-depth study and conduct the analysis and provide appropriate solutions and trends to improve and also control the performance (KPIs) of state-owned enterprises under good governance policy in air transportation section
- To work as a member team to set up and prepared 'Thai Government Mutual Fund (Vayupak Mutual Fund 1)'
Business Researcher, Business Research Division
Small Industry Credit Guarantee Corporation (SICGC), Thailand
11.2000 - 07.2002
- To work as a representative of SICGC for conducting a study and preparing strategic plan to set up the National Credit Guarantee Corporation and worked in collaboration with the Ministry of Finance
- To research and economic analysis of business environments (specifically for Thai industries) in accordance with the credit guarantee approval process
- To work as a member of the working group for the planning unit to provide analysis and develop the corporate plan
Junior Economist, Fiscal Policy and Planning Division
Fiscal Policy Office (FPO), Ministry of Finance, Thailand
05.1998 - 10.2000
- To work as a member of a working group to conduct and prepare the fiscal implementation plan in accordance with the government policy
- To conduct research and analysis on the impact of fiscal policy towards the Thai Industrial sector as well as analysis on fiscal policy change in the treasury reserve resulting from both budgetary and non-budget
Education
Bachelor of Law - LL.B. Candidate
RAMKAMHEANG UNIVERSITY
01-2026
Graduate Certificate - European Union Studies (Ph.D. Level)
KOBE UNIVERSITY
01.2009
Certificate - Japanese Study
ASIAN YOUTH FELLOWSHIP PROGRAMME
01.2005
Master of Economics - M. Econ
KASETSART UNIVERSITY
01.2003
Bachelor of Arts - B.A Pol.Sci.
RAMKHAMHAENG UNIVERSITY
01.1998
Skills
- Enterprise Risk Management
- Risk Management Assurance
- Internal controls
- Exposure assessment
- Internal audits
- Risk advisory
- Data analysis
- Risk mitigation
- Business continuity planning
- Trend analysis
- Incident investigations
Specialskills
- Certification in Enterprise Risk Management, Chulalongkorn University, 01/01/19
- Certification in Risk Management Assurance: CRMA, The Institute of Internal Auditors, 12/01/13
- TOEIC Score, 735, 08/01/10
- Certification in Japanese Proficiency Test Level 2, 12/01/08
- Computer Literacy, Mac and Windows, Data Analytics: Power BI, EXCEL (Intermediate Level)
Personal Information
- Expected Salary: Negotiable
Timeline
Internal Audit and Risk Management Consultant
Miraya Consultant and Accounting Co.,Ltd.
08.2023 - Current
Head of Department, Internal Audit and Risk Management
AIRA Capital PCL
05.2017 - 02.2020
Head of Department, Corporate Control Department
AEON Thanasinsap PCL
06.2015 - 05.2017
Assistant Vice President, Governance Department
AEON Financial Service Co., Ltd
08.2014 - 05.2015
BOI Coordinator
Royal Thai Embassy in Tokyo
11.2011 - 03.2014
Assistant Relationship Manager, Corporate Banking Relationship Management Department
TMB Bank Public Co., Ltd.
01.2011 - 06.2011
Fiscal Analyst, The Bureau of State Enterprise’s Performance Analysis, Evaluation and Control Department
State Enterprise Policy Office (SEPO), Ministry of Finance
08.2002 - 02.2004
Business Researcher, Business Research Division
Small Industry Credit Guarantee Corporation (SICGC), Thailand
11.2000 - 07.2002
Junior Economist, Fiscal Policy and Planning Division
Fiscal Policy Office (FPO), Ministry of Finance, Thailand
05.1998 - 10.2000
Graduate Certificate - European Union Studies (Ph.D. Level)
KOBE UNIVERSITY
Certificate - Japanese Study
ASIAN YOUTH FELLOWSHIP PROGRAMME
Master of Economics - M. Econ
KASETSART UNIVERSITY
Bachelor of Arts - B.A Pol.Sci.
RAMKHAMHAENG UNIVERSITY
Bachelor of Law - LL.B. Candidate
RAMKAMHEANG UNIVERSITY
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