PONGCHAI SIRITARINPONG
Bangkok
Summary
Seasoned risk management professional with over 20 years of experience in internal control methodologies and frameworks, specializing in Operational risk. Proven track record in leading risk management initiatives in top financial institutions and delivering insights as a guest speaker on operational risk management practices.
Overview
28
28
years of professional experience
1
1
Certification
Work History
Head of Risk Management
Alpha x Co., Ltd. (Subsidiaries of SCBx)
05.2024 - Current
- Implemented an enterprise-wide risk management framework, aligning organizational goals with acceptable levels of risk exposure.
- Prepared regular risk profiles (Enterprise Risk Management) for senior management and Board of Directors.
- Conducted gap analysis on policy and standards, addressing issues such as configuration network or hardware gaps.
- Adopted SCBx Technology Risk policy and 13 IT standards.
- Implemented and facilitated risk management tools.
- Conducted operational risk assessments and set key indicators for measuring risks (e.g., Market Risk, Liquidity Risk, Tech Risk).
- Oversaw and monitored control effectiveness across the bank.
- Reported operational risk profiles and exposures to senior management.
- Implemented Business Impact Analysis (BIA) and Business Continuity Planning (BCP) for crisis management.
SVP, Head of Operational and Technology Risk
LH Bank
01.2023 - 03.2024
- Establish Operational Risk Management framework and implement in the Bank (e.g
- Operational Risk Management, Third Party, NPP and IT risk)
- Ongoing develop operational risk and business risk management tools/system and process
- Prepare regular on operational risk profiles to Senior Management, RMC and ROC, including key risk assessment, key operational risk events, emerging risks, and key recommendations on appropriate remediation actions
- Promote operational risk management framework and awareness to all relevant employees to drive the development of a robust operational risk management culture within the Bank
- Implementation and Facilitation of ORM tools
- Drive operational risk assessments across the Bank
- Assess the adequacy and effectiveness of control during RCSA, New Product Launched and incident handling
- Oversight and challenge the bank key risk
- Oversight and monitor control effectiveness across the Bank
- Report operational risk profiles, analysis and exposures to Senior Management on a regular basis.
VP, Manager Business Risk, Operational Risk Management (Lead)
Siam Commercial Bank
01.2009 - 12.2022
- Operational Risk Management: Developed and implemented a comprehensive Operational Risk Management framework, ensuring alignment with industry standards and regulatory requirements.
- Technology Risk Management: Established technology risk management protocols, including risk assessments for new technology implementations, incident response strategies, and regular IT audits.
- Risk Profiling and Reporting: Analyzed and reported operational risk profiles to Risk Management Committees, providing detailed insights and recommendations for risk mitigation.
- Risk Management Tools: Developed and implemented tools for risk assessment and monitoring, including automated systems for tracking and reporting risks.
- Training and Awareness: Conducted extensive operational risk training across the bank and its subsidiaries, promoting a strong risk management culture.
- Policy Development: Reviewed and updated operational risk policies annually to ensure compliance with evolving regulatory standards and best practices.
- Third-Party Risk Management: Developed and implemented a comprehensive Third Party Risk Management framework, overseeing the risk profiles of both IT and non-IT third parties.
- Business Continuity Management: Established and managed the Business Continuity Management (BCM) program, including regular testing and exercises to ensure preparedness for potential disruptions.
- Fraud and Incident Investigation: Led investigations into fraud and major incidents, coordinating with internal and external stakeholders to resolve issues and implement preventive measures.
- Compliance and Audit Coordination: Coordinated with internal and external auditors to ensure compliance with regulatory requirements and address any identified gaps or deficiencies.
- GRC System Implementation: Initiated and developed an integrated Governance, Risk, and Compliance (GRC) system, enhancing the efficiency and effectiveness of risk management processes.
Senior Manager of Operational Risk Unit
United Overseas Bank (Thailand) UOBT
01.2006 - 01.2009
- Operational Risk Management: Supported business units in developing and implementing operational risk profiles, ensuring alignment with the bank's risk management framework.
- Control Self-Assessment (CSA): Implemented the Control Self-Assessment program across the bank, enabling business units to identify and mitigate risks proactively.
- Risk Awareness Training: Developed and delivered comprehensive training programs to enhance risk awareness and embed a strong risk culture within the organization.
- Fraud Investigation: Led investigations into fraud incidents and staff processing errors, identifying root causes and implementing corrective actions.
- Product/Service Risk Review: Conducted risk assessments for new product and service offerings, ensuring potential risks were identified and mitigated prior to launch.
- Technology Risk Management: Collaborated with IT departments to assess and manage technology risks, including cybersecurity threats and system vulnerabilities.
- Regulatory Compliance: Ensured compliance with regulatory requirements and industry standards by conducting regular audits and reviews of operational processes.
- Reporting and Analytics: Prepared detailed risk reports and analytics for senior management, providing insights into operational risk trends and recommending mitigation strategies.
- Incident Management: Developed and implemented incident management protocols, ensuring timely and effective responses to operational disruptions.
Assistant Manager of Operational Risk Unit
GE Money Retail Bank
01.2005 - 01.2006
- Developed AML KYC and PPP policies and frameworks.
- Facilitated system development for AML program support.
- Conducted AML training and investigations.
- Monitored compliance with AML regulations and policies.
Risk Expert (Manager of Risk Management and Legal Affair Department)
Thai Smart Card Co., Ltd* (Main Product “Visa Cash Card - Chip Card Based”)
01.2003 - 01.2005
- Implemented operational risk framework for card business functions.
- Monitored fraud and compliance with regulations.
- Managed legal agreements related to card operations.
Senior Internal Auditor
Bank of Asia (Plc) Co., Ltd. (ABN AMRO Bank)
01.2001 - 01.2003
- Assessed risk and prepared audit programs.
- Conducted audits and special investigations.
- Coordinated with Bank of Thailand for regulatory compliance.
Internal Auditor
Bangkok Bank (Plc) Co., Ltd.
01.1997 - 01.2001
- Improved bank operations for efficiency and regulatory compliance.
- Designed and implemented internal audit programs.
- Conducted risk assessments and special investigations.
Education
Master of Business Administrative (MBA) - Administrative Studies and Finance
CHULALONGKORN UNIVERSITY
Bachelor of Business Administrative, Finance -
ASSUMPTION UNIVERSITY (ABAC)
Skills
- Operational risk management
- Enterprise risk management
- Data Analytics
- Audit management
- Internal Controls
Certification
Business Continuity Manager (CBCM) from BCI Institue
Languages
Good command of spoken, Read & Written English
References
K. Nitus Lertpittayanukun, EVP, Operational Risk Management, Bank of Ayudhaya
Timeline
Head of Risk Management
Alpha x Co., Ltd. (Subsidiaries of SCBx)
05.2024 - Current
SVP, Head of Operational and Technology Risk
LH Bank
01.2023 - 03.2024
VP, Manager Business Risk, Operational Risk Management (Lead)
Siam Commercial Bank
01.2009 - 12.2022
Senior Manager of Operational Risk Unit
United Overseas Bank (Thailand) UOBT
01.2006 - 01.2009
Assistant Manager of Operational Risk Unit
GE Money Retail Bank
01.2005 - 01.2006
Risk Expert (Manager of Risk Management and Legal Affair Department)
Thai Smart Card Co., Ltd* (Main Product “Visa Cash Card - Chip Card Based”)
01.2003 - 01.2005
Senior Internal Auditor
Bank of Asia (Plc) Co., Ltd. (ABN AMRO Bank)
01.2001 - 01.2003
Internal Auditor
Bangkok Bank (Plc) Co., Ltd.
01.1997 - 01.2001
Master of Business Administrative (MBA) - Administrative Studies and Finance
CHULALONGKORN UNIVERSITY
Bachelor of Business Administrative, Finance -
ASSUMPTION UNIVERSITY (ABAC)
Similar Profiles
MYINT WIN LWINMYINT WIN LWIN
Platform Engineering Lead at SCBx Public CompanyPlatform Engineering Lead at SCBx Public Company
Robert WestwoodRobert Westwood
Senior Product Owner – Performance Marketing at QURATE RETAIL GROUP (QVC, HSN & Subsidiaries)Senior Product Owner – Performance Marketing at QURATE RETAIL GROUP (QVC, HSN & Subsidiaries)
Rosie BirdRosie Bird
Financial Admin / Accounting Assistant at BioRegenx Inc and SubsidiariesFinancial Admin / Accounting Assistant at BioRegenx Inc and Subsidiaries
Hnin Pwint Phu AungHnin Pwint Phu Aung
ROOM ATTENDANT at Resorts World Sentosa (Michael Hotel)ROOM ATTENDANT at Resorts World Sentosa (Michael Hotel)
Edward NgEdward Ng
Founder - Artist Development & Partnerships at 8WHATFounder - Artist Development & Partnerships at 8WHAT