MASWIN NARATHICHAT
Summary
Possess a partner visa allowing me to work in the UK, with extensive regulatory knowledge in AML, FATF, KYC, sanctions, and watchlist screening. Proficient in transaction monitoring systems such as Actimize and SAS, with strong skills in data analysis and investigation. Demonstrates exceptional attention to detail, technology proficiency, and communication skills. Possesses a deep understanding of legal and ethical standards within the financial sector. Adept at regulatory reporting and knowledgeable about financial products and services. Committed to ethical judgment and integrity while maintaining excellent organisational skills. Highly skilled in using Microsoft Office Suite to enhance productivity.
Overview
14
14
years of professional experience
Work history
Assistant Vice President of Financial Crime Compliance Advisory and Testing
Bank of Ayudhya
Bangkok, Thailand
01.2024 - 04.2025
- Maintained oversight of key regulatory.
- Reviewed all AML policy and procedure related.
- Managed all IT projects under FCC Division
- Advised inside and outside of FCC department for technology perspective
- Enhanced governance framework of technology for FCC Division
- Conducted Change Management with verification of appropriateness regarding the impact on AML System
- Conducted system settings and parameters on AML systems (including tuning and optimization for system logic, business rules, predictive models, and scenarios), and conducting regular and ad-hoc validation.
- Conducted New Product Risk Assessment.
COMPLIANCE ANALYST
American Express (Thai) Co., Ltd
Bangkok, Thailand
02.2021 - 12.2023
- Maintained oversight of key regulatory changes and support the implementation of new regulations
- This involves working closely with the business to design new processes in accordance with regulatory requirements
- Developed, implemented, maintained, and enhanced ongoing AML programs across the business
- Performed the review of advertisements, marketing materials and sales scripts for compliance implications
- Performed Compliance policies review and follows through to ensure implementation of procedures and monitoring programs by relevant business units
- Assisted with managing internal audits, regulator examination and other related reviews
- Provided compliance support and advice to business concerning compliance related matters as well as laws & regulations implementation
- Assists with drafting compliance reports
- Performed compliance monitoring and testing according to a risk-based plan
- Identified compliance gaps and work with the business to remediate the gaps
- Supported business initiatives and compliance programs
COMPLIANCE QUALITY ASSURANCE MANAGER
United Overseas Bank Thailand
Bangkok, Thailand
01.2019 - 02.2021
- Conducted periodic reviews & testing on key KYC processes & remediation exercises conducted and provide monthly report to Business, Compliance and Regional
- Identified systemic errors and work with AML Champion & Reps to implement corrective / preventive measures
- Provided baseline advisory, to AML Champions on AML related processes and procedures & filter escalation to AML Compliance, if required
- Ensured the divisions under PFS and BB has maintained and updated the AML/KYC regulations
- Assisted in developing UOBT AML R&T framework, robust process for testing on key KYC processes
- Worked together with business to implement operational policies, processes and procedures to ensure adherence to relevant AML/CFT regulations
AML TRANSACTION MONITORING ASSISTANCE MANAGER
Sumitomo Mitsui Banking Corporation
Bangkok, Thailand
11.2016 - 12.2018
- Reviewed the scenarios and parameter settings for SAS transaction monitoring analysis, conduct transaction monitoring, close alerts and prepare overall analysis for escalation to Manager / Management and perform other assignments as/when needed by Manager
- Carried out day-to-day duties accurately and efficiently.
- Successfully delivered on tasks within tight deadlines.
- Completed duties to deliver on targets with accuracy and efficiency.
AML TRANSACTION MONITORING
CITIGROUP TRANSACTION SERVICES
Kuala Lumpur, Malaysia
03.2014 - 08.2016
- Analyzed alerts and investigating customers who match with PEP and Negative Media list during the account opening and maintenance processes
- Conducted searches, gathering data and recording evidence from internal systems, external resources and enquiry with business or Compliance contacts within the organization
- Conducted enhanced due diligence investigations in support of policies and procedures
- Reported unusual client activities which might relate to sanctioned individuals, money laundering or terrorist financing
- Conducted alert investigation using global standard policies, procedures and tools, aimed at meeting internal and external regulatory requirements
- Carried out day-to-day duties accurately and efficiently.
- Successfully delivered on tasks within tight deadlines.
- Quickly learned and applied new skills to daily tasks, improving efficiency and productivity.
Administrative of Baroid department
Halliburton energy services
Bangkok, Thailand
01.2013 - 08.2013
- Scheduled offshore shift for team’s engineers
- Utilized engineering tools purchasing for department and business reimburse
- Carried out day-to-day duties accurately and efficiently.
- Demonstrated respect, friendliness and willingness to help wherever needed.
Marketing Executive
SIAMCHAI INTERNATIONAL FOOD COMPANY LIMITED
Ranong, Thailand
01.2012 - 01.2013
- Achieved marketing and sales objectives by contributing marketing and sales information and recommendations to strategic plans and reviews, preparing and completing action plans
- Implemented production, productivity, quality, and customer-service standards
- Conducted competitor analysis for maintaining a competitive edge in the marketplace.
- Designed high impact presentations for senior management meetings enabling informed decision making.
- Developed comprehensive marketing strategies to enhance brand visibility.
- Organised product launches, successfully generating public interest.
- Directed social media initiatives, enhancing brand recognition and loyalty.
Microsoft Customer Support
Datacom Systems (Asia) Sdn Bhd
Kuala Lumpur, Malaysia
12.2010 - 06.2011
- Analyzed customer issues, determine causes, and initiate corrective actions
- Analyzed all issues of customers and new products and advocate appropriate resolutions to and from management
- Daily activities include answering customer inquiries, testing new code changes before deployment, responding to customer support tickets and collaborating with customer set ups
- Provided technical support for customers, improving their overall experience.
- Provided technical support to customers, ensuring satisfaction and loyalty.
- Handled requests with friendly, knowledgeable service and support, continually achieving positive customer feedback.
Education
Information Technology
University Technology – Petronas
MalaysiaSkills
- Regulatory Knowledge (AML, FATF, KYC, Sanctions and Watchlist Screening)
- Transaction Monitoring Systems (eg, Actimize, SAS)
- Data Analysis & Investigation
- Attention to Detail
- Technology Proficiency
- Communication Skills
- Legal and Ethical Understanding
- Knowledge of Financial Products and Services
- Regulatory Reporting
- Ethical Judgment and Integrity
- Organizational Skills
- Microsoft Office Suite
Languages
Proficient in written and spoken Thai
Proficient in written and spoken English
Timeline
Assistant Vice President of Financial Crime Compliance Advisory and Testing
Bank of Ayudhya
01.2024 - 04.2025
COMPLIANCE ANALYST
American Express (Thai) Co., Ltd
02.2021 - 12.2023
COMPLIANCE QUALITY ASSURANCE MANAGER
United Overseas Bank Thailand
01.2019 - 02.2021
AML TRANSACTION MONITORING ASSISTANCE MANAGER
Sumitomo Mitsui Banking Corporation
11.2016 - 12.2018
AML TRANSACTION MONITORING
CITIGROUP TRANSACTION SERVICES
03.2014 - 08.2016
Administrative of Baroid department
Halliburton energy services
01.2013 - 08.2013
Marketing Executive
SIAMCHAI INTERNATIONAL FOOD COMPANY LIMITED
01.2012 - 01.2013
Microsoft Customer Support
Datacom Systems (Asia) Sdn Bhd
12.2010 - 06.2011
Information Technology
University Technology – Petronas
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