Dennis Jee Chin Chee
Kuala Lumpur
Summary
Executive leader with expertise in strategic planning and operations oversight. Demonstrated success in compliance management and cross-functional collaboration to drive business development initiatives. Skilled in managing complex projects and ensuring operational excellence.
Overview
26
26
years of professional experience
3
3
years of post-secondary education
Work history
Chief Executive Office
Moomoo Thailand
2025.11 - 2026.06
- As CEO, I lead the strategic vision and operational excellence of one of the region’s most innovative digital investment platforms. My focus is on democratizing access to global capital markets through advanced technology, intuitive user experiences, and a commitment to financial literacy.
- Key Responsibilities:
- Strategic Leadership: Driving the growth and localization of the Moomoo ecosystem within the Thai market.
- Operational Excellence: Leveraging FinTech expertise to scale infrastructure, ensure regulatory compliance, and optimize business performance.
- Market Innovation: Leading a high-performing team to deliver cutting-edge trading tools and investment solutions for both retail and institutional clients.
- Stakeholder Engagement: Building strong partnerships with regulators, industry leaders, and the broader financial community to foster a transparent and accessible investing environment.
Chief Operating Officer / Registered Head of Operations
Malacca Securities Sdn Bhd, Malaysia (aka M+Global)
, Malaysia
2024.11 - 2025.11
- Responsible for overseeing the company’s operational strategy, driving efficiencies, and ensuring smooth day-to-day management across all business functions. My focus is on leveraging innovation, optimizing processes, and leading a high-performing team to support the company’s long-term growth and enhance our client offerings.
Chief Operating Officer / Registered Head of Operations
Moomoo Securities Sdn Bhd, Malaysia
, Malaysia
2023.08 - 2024.11
- Provided strategic leadership and oversight of daily operations, ensuring alignment with company goals and regulatory compliance.
- Directed business strategies to drive sustainable growth, optimizing trading activities and client services.
- Managed financial resources, including budgeting and resource allocation, to support operational excellence and profitability.
- Built and led high-performance teams across trading, client services, compliance, and operations, fostering a culture of collaboration and innovation.
- Monitored market trends, regulatory changes, and competitor activities, adapting strategies and operations accordingly.
- Managed stakeholder relationships and reported operational performance to senior management and the board.
- Streamlined operations by implementing efficient processes and systems, leading to increased productivity and cost savings.
- Led the establishment and licensing of the stockbroking firm, ensuring adherence to regulatory requirements and timelines.
- Acted as the primary spokesperson for the firm, representing the company in media interviews, public speaking engagements, and industry events.
Head of Compliance
Maybank Investment Bank Berhad, Malaysia
, Malaysia
2020.12 - 2023.07
- Assisted with oversight of compliance functions at Maybank Investment Bank, including AML control room, IB advisory, trade surveillance, stockbroking, futures, and governance.
- Provided compliance guidance and advisory support to business units, incorporating compliance into planning processes.
- Conducted training sessions aimed at improving compliance awareness among business teams.
Head, Business Compliance & Controls Office (CEO Office)
Maybank Investment Bank Berhad, Malaysia
, Malaysia
2020.01 - 2020.12
- Spearheaded the development and implementation of a new AML/CFT Target Operating Model (TOM), enhancing business compliance controls and methodologies.
- Provided training and coaching to enhance AML/sanctions risk management across business units.
- Advised on product-related assessments and ensured compliance with Group Standards and Business Risk Appetite.
Head of Compliance & Operational Risk Control
UBS Securities Malaysia Sdn Bhd, Malaysia
, Malaysia
2018.07 - 2020.01
- Supervised compliance with legislative requirements, securities laws, and internal policies for equities, derivatives, and private banking.
- Oversaw governance and reporting to Audit Committee, Board of Directors, and regional functions.
- Managed operational risk assessments, including oversight of BCP.
- Appointed as Anti-Money Laundering Officer (AMLO) and ensured regulatory compliance with BNM.
Head of Compliance
Credit Suisse Securities (Malaysia) Sdn Bhd, Malaysia
, Malaysia
2015.08 - 2018.06
- Ensured compliance across Equities, Derivatives, and Private Banking business units, aligning with regulatory guidelines and internal policies.
- Provided governance and oversight as a member of the Audit Committee and regional Legal & Compliance Team.
- Managed cross-border activities and new business projects (e.g. SBL/RSS), enhancing compliance monitoring and control processes.
- Resolved Bank Negara Malaysia’s MYR NDF issue through strategic advisory to the Group and effective management of regulatory relationships.
Head of Compliance
Macquarie Capital Securities (Malaysia) Sdn Bhd, Malaysia
, Malaysia
2009.04 - 2015.08
- Assisted in ensuring compliance with legislative requirements, securities laws, and regulatory guidelines.
- Supported management of licensing memberships and internal policies to promote adherence to regulations.
- Helped oversee governance reporting to the board and regional functions.
- Facilitated resolution of client complaints, account openings, and employee securities transactions.
- Monitored sales materials, IT security, and business continuity plans.
- Identified instances of market misconduct and reported findings to mitigate penalties.
- Aided in enhancing compliance surveillance for irregular market activities and DMA.
- Assisted in identifying new business opportunities and supporting regulatory approvals.
- Contributed to the development of local policies and delivered compliance training for listings of warrants.
Associate Director, Internal Audit & Risk Management
UBS Securities Malaysia Sdn Bhd, Malaysia
, Malaysia
2005.12 - 2009.04
- Established the local internal audit & risk management function.
- Coordinated with regional teams on Regulatory Process Management (RPM) initiatives.
- Managed operational risk events and served on the local Risk Management Committee.
Internal Auditor
Asiatic Development Berhad (Genting Group), Malaysia
, Malaysia
2004.03 - 2005.11
- Conducted compliance, operational, and risk management audits across diverse business units (e.g. Plantations, property, manufacturing and leisure.
- Implemented Internal Control Questionnaire (ICQ) and ISO 9001:2000 audits for property business, ensuring adherence to quality standards and regulatory requirements.
Senior Inspector
Bursa Malaysia Bhd (Malaysia Stock Exchange), Malaysia
, Malaysia
2000.11 - 2004.03
- Conducted compliance and ad-hoc audits for Participating Organizations and Trading Members to ensure regulatory adherence.
- Monitored derivatives market trading activities and conducted operational risk reviews to identify potential risks and ensure market integrity.
Education
Bachelor of Commerce - Accounting & Finance
Deakin University
Melbourne, Australia 1996.01 - 1999.04
Skills
- Strategic oversight
- Executive Leadership
- Financial management
- Compliance Management
- Operations Oversight
- Business Development
- Cross-Functional Collaboration
- Planning and execution
Languages
Fluent in English, Bahasa Malaysia, Mandarin, and Cantonese.
Interests
Sports (Tennis, Futsal, Golf, Swimming)
Affiliations
- CPA (Certified Practicing Accountant), CPA Australia, 1999, 2003
- International Diploma in Anti Money Laundering and Counter Financing of Terrorism, ICA International
- Associate member, Asian Institute of Charter Banker (AICB)
- Past Member, Australian Society of Certified Practicing Accountant (ASCPA)
- Past Chartered Member, Institute of Internal Auditors Malaysia (IIAM)
- Past Member, Information System Audit and Control Association (ISACA)
Timeline
Chief Executive Office
Moomoo Thailand
2025.11 - 2026.06
Chief Operating Officer / Registered Head of Operations
Malacca Securities Sdn Bhd, Malaysia (aka M+Global)
2024.11 - 2025.11
Chief Operating Officer / Registered Head of Operations
Moomoo Securities Sdn Bhd, Malaysia
2023.08 - 2024.11
Head of Compliance
Maybank Investment Bank Berhad, Malaysia
2020.12 - 2023.07
Head, Business Compliance & Controls Office (CEO Office)
Maybank Investment Bank Berhad, Malaysia
2020.01 - 2020.12
Head of Compliance & Operational Risk Control
UBS Securities Malaysia Sdn Bhd, Malaysia
2018.07 - 2020.01
Head of Compliance
Credit Suisse Securities (Malaysia) Sdn Bhd, Malaysia
2015.08 - 2018.06
Head of Compliance
Macquarie Capital Securities (Malaysia) Sdn Bhd, Malaysia
2009.04 - 2015.08
Associate Director, Internal Audit & Risk Management
UBS Securities Malaysia Sdn Bhd, Malaysia
2005.12 - 2009.04
Internal Auditor
Asiatic Development Berhad (Genting Group), Malaysia
2004.03 - 2005.11
Senior Inspector
Bursa Malaysia Bhd (Malaysia Stock Exchange), Malaysia
2000.11 - 2004.03
Bachelor of Commerce - Accounting & Finance
Deakin University
1996.01 - 1999.04