Chawaphon Ponanake
Compliance Specialist
Bangkok
Summary
Detail-driven Compliance Officer focused on maximizing company compliance with applicable laws and standards. Knowledgeable about internal controls, process evaluations, and procedural reviews. Proficient in AMLO PDPA, BOT, NCB, and OIC regulations. Looking for a challenging position in a fast-paced environment.
Overview
4
4
years of professional experience
3
3
years of post-secondary education
1
1
Certification
Work History
Compliance Specialist
AIRA & AIFUL Public Company Limited.,
05.2023 - Current
- Directed and implemented strategic improvement plans to integrate solutions to audit findings and workflow process issues.
- Assisted with internal and external audits to confirm compliance with applicable laws and regulations.
- Reviewed, revised and updated compliance policies and procedures to confirm continual compliance with applicable laws.
- Implemented regulatory guidance procedures for [BOT NCB, and AMLO].
Legal & Compliance Officer
1577 Home Shopping Co.,Ltd
09.2022 - Current
- Researched statutes, decisions, legal articles, and codes.
- Completed electronic filings, initiated billing statements, and managed firm administrative matters.
- Drove system improvement efforts from concept to completion while strategically managing outside vendors.
- Provided guidance, advice and training to improve business' understanding of related laws and regulatory requirements.
- Reviewed contracts for compliance and privacy- related issues.
- Implemented improvement initiatives and developed compliance testing program to monitor and identify gaps in new and existing practices.
Junior Legal and Compliance
Satang Coporations Co., Ltd.
04.2022 - 08.2022
- Read Money Laundering and IT Security Risk management-related articles and white papers and took part in webinars to keep abreast of changes in fraud and security landscape.
- Maintained excellent attendance record, consistently arriving to work on time.
- Authored thorough reports detailing results of investigations and recommendations to improve compliance and maintain solvency.
- Performed yearly reviews of Company policies and procedures to evaluate compliance with regulatory requirements and standards.
Compliance Officer
Samsung Life Insurance (Thailand) PCL.
09.2021 - 04.2022
- Implemented improvement initiatives and developed compliance testing program to monitor and identify gaps in new and existing practices.
- Developed and maintained compliance database, tracking all compliance activities and documents.
- Maintained up-to-date knowledge of current and emerging compliance regulations.
- Draft and Review Company Notifications and Regulations
- Updating and Translating New Law related to company form Thai to English.
- Responsible for Bankruptcy cases report about client agent, and employee to Legal Execution Department.
- Managed practical action plans to respond to audit discoveries and compliance violations.
Paralegal
Silu Legal & Advisory Co., Ltd.
12.2019 - 05.2020
- Prepared application, submitted application, and coordinating with official for following registration; (VAT registration, Tax submission, Obtaining taxpayer ID for foreigner, Tax Single Sign On system, Social Security registration and Company registration, incorporate/ increase capital)
- Ensured proper database and ling of all documents both physical and electronics.
- Performed office administrative task, including booking appointment with client, conducting research for lawyer, organizing file and documents.
Education
Bachelor of Laws - Business Law
Chulalongkorn University
Bangkok Metropolis 08.2014 - 05.2017
Skills
Document review
undefinedCertification
TOEIC: Scores 795
Timeline
Compliance Specialist
AIRA & AIFUL Public Company Limited.,
05.2023 - Current
Legal & Compliance Officer
1577 Home Shopping Co.,Ltd
09.2022 - Current
Junior Legal and Compliance
Satang Coporations Co., Ltd.
04.2022 - 08.2022
TOEIC: Scores 795
12-2021
Compliance Officer
Samsung Life Insurance (Thailand) PCL.
09.2021 - 04.2022
Paralegal
Silu Legal & Advisory Co., Ltd.
12.2019 - 05.2020
Bachelor of Laws - Business Law
Chulalongkorn University
08.2014 - 05.2017
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